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Posted: Monday, January 8, 2018 8:01 AM

Cantor Fitzgerald: Assistant Vice President, AML Compliance Officer

TheFirm is looking for an AML Compliance Officer (AVP) with extensive knowledge ofthe BSA/Patriot Act and Financial Crime.

Responsibilities

* Participate as anactive member of the Firm's AML Compliance team

* Focus on improving theFirm's transaction monitoring program

* Support the on-goingreview of CF&Co.'s financial crime, risk management framework (includinganti-money laundering counter terrorist financing), sanctions, fraud andanti-bribery and corruption

* Assist in developingand enhancing compliance processes and procedures as needed

Requirements

* BS or BA from anaccredited university

* Law degree or pursuit thereofis a plus

* 2+ years' workexperience in AML Compliance

* 4+ years' workexperience in Financial Crime Regulations

* Thorough knowledge ofBSA/Patriot Act and financial crime regulations

* Understanding of theFINRA rules and relevant regulations, and the ability to apply this knowledge in a commercial environment

* Experience with transaction reporting surveillance

* Understanding of washtrade, spoofing, pump & dump scenarios and analysis thereof

* Some experience in broker dealer compliance

* Superior mathematical skillable to work with formulas

* Superior written andverbal skills in order to communicate effectively

* Computer literacy; experiencewith Microsoft Office Suite

SDL2017


Associated topics: attorney, attorney corporate, business, compliance, compliance office, corporate, corporate attorney, internal, legal, market

Source: http://www.jobs2careers.com/click.php?id=4641514706.96


• Location: Manhattan

• Post ID: 153695142 newyork
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