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Posted: Monday, January 8, 2018 8:01 AM

Cantor Fitzgerald: Assistant Vice President, AML Compliance Officer

TheFirm is looking for an AML Compliance Officer (AVP) with extensive knowledge ofthe BSA/Patriot Act and Financial Crime.


* Participate as anactive member of the Firm's AML Compliance team

* Focus on improving theFirm's transaction monitoring program

* Support the on-goingreview of CF&Co.'s financial crime, risk management framework (includinganti-money laundering counter terrorist financing), sanctions, fraud andanti-bribery and corruption

* Assist in developingand enhancing compliance processes and procedures as needed


* BS or BA from anaccredited university

* Law degree or pursuit thereofis a plus

* 2+ years' workexperience in AML Compliance

* 4+ years' workexperience in Financial Crime Regulations

* Thorough knowledge ofBSA/Patriot Act and financial crime regulations

* Understanding of theFINRA rules and relevant regulations, and the ability to apply this knowledge in a commercial environment

* Experience with transaction reporting surveillance

* Understanding of washtrade, spoofing, pump & dump scenarios and analysis thereof

* Some experience in broker dealer compliance

* Superior mathematical skillable to work with formulas

* Superior written andverbal skills in order to communicate effectively

* Computer literacy; experiencewith Microsoft Office Suite


Associated topics: attorney, attorney corporate, business, compliance, compliance office, corporate, corporate attorney, internal, legal, market


• Location: Manhattan

• Post ID: 153695142 newyork is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2018