Markets Compliance Officer - Swap Dealer - AccountingUS (NEW YORK, NY)

The Compliance Officer must have 5 years of compliance or regulatory experience, with exposure to Swaps, Sales and Trading, and regulatory requirements. The ideal Compliance Officer will have regulatory exposure with FINRA, NFA, SEC, CME or CFTC. The Compliance Officer will be responsible for but not limited to advising sales and trading staff on all matters regarding policies and procedures, reviewing swap dealer and broker-dealer polices, reviewing testing of swap dealer and broker-dealer risk management programs, and conducting all training relating to Dodd Frank requirements. Interested applicants please e-mail resume to jeffrey.menzelrhi.com.Bachelors in Finance or Economics 5 years of compliance andor regulatory experience Product knowledge - derivatives, specifically swaps Regulatory experience with FINRA, NFA, SEC, CME or CFTC Familiar with Dodd Frank requirements preferred Testing Monitoring experience preferred Excellent communication skills requiredbr br Robert Half Finance Accounting pioneered specialized financial recruitment and today is the worldwide leader. We specialize in placing professionals on a full-time basis in a variety of areas, including accounting, finance, bookkeeping, payroll, credit collections, audit and taxation. For six decades we have been matching highly skilled accounting and finance professionals with our clients positions. Our relationship with industry-leading companies in more than 350 locations around the globe gives you unparalleled access to exciting career opportunities. Our company again was named to FORTUNE magazines Worlds Most Admired Companies list, ranking 1 in our industry March 19, 2012. Robert Half Finance Accounting is an Equal Opportunity Employer

Source: http://www.cbcjobs.com/jobs/Markets-Compliance-Officer---Swap-Dealer~J3G3W377WNTX5LS9YGS.html